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Discussion Paper No. 89 Abstract |
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Assessing the Impact of Agricultural Research on Poverty Using the Sustainable Livelihoods Framework
March 2002
Many studies simplify the linkages between agricultural research and poverty and measure only one or two aspects of those linkages. This approach may miss important aspects of poor people's lives, including the diverse ways in which technology affects their livelihoods. This paper presents an alternative approach that is being employed in a study of the impact of agricultural research on poverty. This study, led by the International Food Policy Research Institute (IFPRI) on behalf of the Consultative Group on International Agricultural Research's (CGIAR) Standing Panel on Impact Assessment (SPIA), currently includes five case studies. The common thread in these case studies is the use of the sustainable livelihoods framework as the starting point for the analysis. The framework is more complex than those used in many approaches and calls for interdisciplinary research methods. Experience to date suggests that the approach is not only manageable, but provides important additional insights that would not otherwise be obtained from conventional research approaches.
The Sustainable Livelihoods Conceptual Framework
Experience with the IFPRI/SPIA project has shown that, although use of the sustainable livelihoods framework can appear daunting, its use in assessing the impact of agricultural research is both manageable and helpful in suggesting relationships to examine. Use of a common conceptual framework facilitates comparison of results across the SPIA case studies. These case studies were originally developed with a variety of different research questions, conceptual frameworks, and research designs. When the sustainable livelihoods framework was adopted, the first step was to look at how the original questions "mapped" into this framework. Many issues that had been identified related to either aspects of vulnerability, assets, intervening institutions, livelihood strategies, or outcomes. After this mapping exercise, other critical questions that arose were prioritized according to their importance and their linkage to the impact of the agricultural technologies under consideration. The result was a set of key questions and hy-potheses. In the analysis phase, the sustainable livelihoods framework will structure the analysis, synthesize the infor-mation gathered, and make comparisons across case studies.
Limitations of the Sustainable Livelihoods Framework Another aspect of the framework is that it does not explicitly address the differential conditions, assets, and strategies of socially differentiated groups. Therefore, additional explicit attention must be given to the implications of gender, ethnicity, class, or other types of social differentiation. It is likely that in a given community, livelihoods analyses will need to be conducted for different social groups, and sometimes even at the level of the individual rather than the household.
Research Methods In the IFPRI/SPIA studies, the major data-collection methods used include surveys, focus groups, key informant interviews, in-depth household case studies, and secondary data. The studies combine social and economic (as well as some biophysical), qualitative and quantitative, participatory and conventional (or extractive) data. Although there is often a tendency to equate social, qualitative, and participatory data collection on the one hand, and economic, quantitative, and extractive data on the other, the studies also collect quan-titative social information, qualitative economic information, and use both participatory and extractive methods for each.
Conclusions Agricultural research and technologies may not play a central role when we take into account the full picture of people's livelihoods. But understanding the full picture can help develop technologies that better fit in with the complex livelihood strategies, especially of the poor. Conducting impact studies using the sustainable livelihoods framework requires interdisciplinary teams with different skills in data collection and analysis, but with a shared commitment to the research and interest in each other's contributions. The framework can then provide a basis for overcoming disciplinary boundaries, help build a more complete analysis of the impact of agricultural research, and point to how technologies could further improve the livelihoods of the poor. |
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